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CCM Practice Questions - SEC Sri Lanka Certificate in Capital Markets (CCM) Exam

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About this Exam

Prepare with the CCM Practice Questions - SEC Sri Lanka Certificate in Capital Markets (CCM) Exam practice quiz. This question bank includes 100 questions covering trading, lanka, market, exchange, and share. Use it to review important concepts, identify knowledge gaps, and build confidence for the related exam, course, or assessment.

Sample Questions

Question 1
Which piece of legislation currently governs the establishment, powers, and duties of the Securities and Exchange Commission of Sri Lanka?
Companies Act, No. 7 of 2007
Securities and Exchange Commission of Sri Lanka Act, No. 36 of 1987
Banking Act, No. 30 of 1988
Securities and Exchange Commission of Sri Lanka Act, No. 19 of 2021
Question 2
Under Section 5(1) of the SEC Act No. 19 of 2021, what is the total number of members comprising the Securities and Exchange Commission of Sri Lanka?
6 members
12 members
8 members
10 members
Question 3
Which of the following is an ex-officio member of the Securities and Exchange Commission of Sri Lanka under the SEC Act No. 19 of 2021?
The Director General of the Securities and Exchange Commission
The Chairman of the Colombo Stock Exchange
The Governor of the Central Bank of Sri Lanka
The Registrar-General of Companies
Question 4
On conviction for a market offence such as insider dealing or market manipulation under the SEC Act No. 19 of 2021, an individual is liable to a fine of not less than which amount?
Rs. 10 million
Rs. 25 million
Rs. 5 million
Rs. 50 million
Question 5
Which of the following must be licensed by the SEC of Sri Lanka as a 'Market Institution' under the SEC Act No. 19 of 2021?
Investment Manager
Central Depository
Margin Provider
Stockbroker

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Additional Information

CCM Practice Questions - SEC Sri Lanka Certificate in Capital Markets (CCM) Exam

This practice set contains 100 questions from the matching question bank and focuses on trading, lanka, market, exchange, and share. Work through each question carefully, review the provided solutions, and revisit topics that need more study before your next attempt.

This is an independent study resource intended for practice and review; it is not an official examination or an endorsement by any organization named in the title.

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Frequently Asked Questions

This quiz contains a total of 100 practice questions carefully selected to test your knowledge on this subject.
Yes, you will have exactly 0 minutes to complete the exam. A countdown timer will be visible once you start.
Yes, you can retake this practice test as many times as you need. The questions and options may be randomized on subsequent attempts to ensure comprehensive learning.

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